SHANGHAI HI SILICON TECHNOLOGY CO., LTD.
SHANGHAI HI SILICON TECHNOLOGY CO., LTD.

Beta-Carotene: Compliance Case on Missing Novel Food Filing Documentation and Incomplete COA Report Items

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    HiSiaddi is an innovative foreign trade service provider driven by both technology transformation and cross-border trading. We have established a "1+2+3+4=1" integrated service system and can supply beta-carotene sourced directly from multiple well-known original manufacturers. As a tech-driven foreign trade enterprise with over a decade of market experience, HiSiaddi has accumulated extensive expertise in product compliance issues through manufacturer technology transformation cooperation. Below is a case of beta-carotene compliance resolution delivered by HiSiaddi.

    For inquiries about beta-carotene product compliance issues, please contact HiSiaddi customer service.

    HiSiaddi Foreign Trade Compliance Breakthrough Case: Full-Chain Compliance Rectification and Customs Clearance Record for a High-End Special Dietary Enterprise in Germany

    I. Basic Client Information: Procurement Background of a Mid-to-High-End Special Dietary Brand Along Germany’s Rhine River

    The cooperating purchasing party in this project is NATURHEIL AG, a natural health joint-stock company headquartered along Germany’s Rhine River. For over 31 years, it has specialized in high-end hospital-specific medical dietary and organic eye-protecting nutritional products for mid-to-high-end German consumers, with products available in nutrition departments of private hospitals in the Rhine region, premium organic health supermarket chains of DM Germany and cross-border pharmacy chains on the Austrian border. Its core product lines cover high-end eye-protecting soft capsules, medical sustained-release nutritional tablets and infant supplementary food nutrient solutions, complying with EU Regulation EC1333/2008 on food additives, EU Novel Food Regulation, Grade A BRCGS Global Food Safety Standard, European Pharmacopoeia (EP), KOSHER certification and NOP US non-GMO certification. The brand exclusively purchases naturally fermented Blakeslea trispora beta-carotene and rejects synthetic raw materials, with a stable annual procurement volume of various specifications of beta-carotene totaling 27.6 tons, distinguishing it from low-end bulk purchasers of low-cost feed-grade and ordinary food-grade raw materials.

    Previously, the brand sourced raw materials from BASF of Europe. Plagued by year-on-year surges in European raw material prices and extended delivery lead times up to 80 days, it launched a China-based raw material localization substitution project in 2025, independently contracting two leading domestic beta-carotene manufacturers: Dalian InnoBio and Wuhan Jiahua, to finalize an initial trial order of 6.2 tons (3.5 tons of 30% oil suspension, 2.7 tons of 20% microcapsule powder). On the eve of finished production and scheduled shipment to Hamburg Port, the German compliance department of the client identified four fatal compliance defects during pre-review of full customs declaration documentation, preventing normal cargo shipment. Delayed delivery would directly postpone the client’s new product launch plan by 60 days and trigger liquidated damages of approximately EUR 96,000 for breach of contract with German offline supermarket retailers. The two manufacturers could only control physical and chemical indicators and domestic GB standard factory delivery testing of raw materials, lacking professional teams specializing in EU import compliance and unable to deliver targeted rectification of four major issues: EU access qualifications, testing item completeness, documentation systems and labeling specifications. Manufacturer compliance specialists only possess familiarity with domestic export commodity inspection rules and insufficient understanding of EU Novel Food, clean label and pesticide residue control detailed regulations. After one week of fruitless multi-party coordination, the client urgently entrusted HiSiaddi with full responsibility for end-to-end compliance rectification, supplementary documentation, product re-testing and customs declaration documentation optimization.

    Mandatory EU import access thresholds specified by the client: All raw materials must fully comply with EFSA EU safety assessment standards, complete Novel Food access filing, full-component clean labeling (ban on artificial antioxidants BHT/BHA), compliance with EU 36-item pesticide residue limits, complete traceable batch files and alignment with German import food declaration specifications.

    II. Four Core Compliance Barriers Blocking German Customs Clearance, Detailed Breakdown

    HiSiaddi set up a special compliance team consisting of EU regulatory specialists, food testing engineers, customs documentation specialists and on-site factory quality control consultants. Working with the client’s German compliance department and quality control divisions of the two manufacturers, the team conducted item-by-item verification to identify four major compliance loopholes, the most prevalent compliance pain points for domestic raw material manufacturers cooperating with mid-to-high-end European clients:

    Barrier 1: Missing Novel Food Filing Documentation and Incomplete EU Raw Material Access Qualifications

    EU Novel Food Regulation (EU) 2015/2283 clearly mandates that naturally fermented beta-carotene used in dietary supplements must be supported by complete Novel Food filing endorsement documentation. The two domestic manufacturers only held domestic SC production licenses and GB national standard factory delivery COA reports, lacking batch-bound Novel Food authorization filing statements and excerpts of EFSA safety assessment documents officially recognized by the EU. Absence of this documentation during German customs import declaration would result in a ruling that raw materials cannot legally circulate within the EU market, leading to full-container cargo detention and potential return upon arrival at port. Manufacturers typically export primarily to Southeast Asia and the Middle East with no experience preparing Novel Food supporting documentation, making rapid supplementary preparation of EU access filing materials impossible.

    Barrier 2: Product Testing Items Fail to Meet EU Standards with Incomplete COA Report Items and Exceeded Indicator Limits

    Factory original factory delivery COA reports only covered six conventional national standard testing items (content, moisture, heavy metals, etc.) per GB 2760, failing to supplement 36 EU pesticide residue tests, all-trans beta-carotene isomer ratio, solvent residue, antioxidant component screening and five pathogenic microorganism tests required for German import. Trace residual artificial antioxidant BHT detected in raw materials violated the client’s EU clean label ban. Under EC1333 regulations, synthetic phenolic antioxidant additives are strictly prohibited in dietary supplement raw materials, a high-risk inspection red line for German import customs. Conventional third-party testing commissioned by domestic manufacturers only covers national standard items with no dedicated SGS testing schemes aligned with German EU import standards.

    Barrier 3: Internal and External Packaging Labels Fail German Import Marking Regulations with Non-Compliant Chinese-English Labeling

    Outer packaging of domestic manufacturers only printed Chinese product names, production dates and manufacturer information, failing to mark EU food ingredient labeling requirements including INS code E160a, raw material source (Blakeslea trispora fermentation), storage conditions, country of origin and batch traceability codes. Small inner packaging pouches lacked simplified German product descriptions. German customs may detain goods upon discovering non-compliant labeling, mandating on-site rectification or full cargo return. Factory packaging workshops lacked EU label design specifications, and existing packaging assembly lines could not be temporarily revised.

    Barrier 4: Incomplete Traceability Files and Export Filing Documentation, Unable to Meet EU Supply Chain Due Diligence Investigations

    Germany implemented the CSDDD Supply Chain Due Diligence Act in 2024, requiring full-chain batch traceability files for imported food raw materials covering strain cultivation, fermentation production, auxiliary material procurement and finished product filling. The two manufacturers only retained finished product outbound records, lacking certificates of origin and auxiliary material COAs for upstream vegetable oil and wall material supplies, as well as key production process records during manufacturing. The client’s German compliance audit could not complete supply chain traceability filing, preventing normal warehouse receipt and production launch of raw materials.

    III. Phased Compliance Rectification Delivered by HiSiaddi to Resolve All Four Access Barriers

    Based on current EU food regulations and German import commodity inspection detailed rules, HiSiaddi formulated a phased rectification plan, coordinating Dalian InnoBio and Wuhan Jiahua to suspend production for rectification, product re-testing, packaging revision and supplementary documentation preparation, completing a full compliance closed loop within 18 days:

    (I) Special Supplementary Compilation of Novel Food Compliance Documentation to Complete EU Access Qualifications

    1. HiSiaddi coordinated with EU licensed regulatory firms to retrieve official Novel Food filing numbers, excerpts of EFSA safety assessment reports and EU authorized use statements already filed by Jiahua and InnoBio in the EU, notarizing batch-bound filing endorsements matching the production batch numbers of the 6.2-ton cargo.

    2. Compiled notarized Novel Food filing documentation, scanned copies of official EU approvals into full customs declaration materials, issuing a compliance statement endorsed by HiSiaddi. This resolved the missing EU access qualification issue, with filed duplicate copies provided to the German client for local food regulatory archiving.

    (II) Raw Material Formula Rectification + Full EU Standard Re-Testing to Meet Clean Label and Testing Standards

    1. Formula rectification to eliminate prohibited additives: Coordinated factory production workshops to split and rework in-stock bulk goods, removing artificial antioxidant BHT from original formulas and replacing it with a compound natural antioxidant system of rosemary extract + natural d-α-tocopherol for full compliance with EU clean label regulations.

    2. Commissioned dedicated SGS testing aligned with EU standards: Rectified samples were sent to domestic SGS laboratories to complete full testing of 36 pesticide residues, isomer ratios, solvent residues and microorganisms per German import checklists. New EU-version COA test reports were issued with all indicators falling within German statutory limit ranges, with measured all-trans beta-carotene of 93.8% exceeding the client’s internal control threshold of ≥92%, replacing the original simplified national standard inspection reports.

    (III) Compliance Revision of Packaging Labels to Align with German Marking Regulations

    HiSiaddi designed a standardized German-English bilingual label template marking E160a coding, fermentation source, country of origin CHINA, storage conditions, batch traceability codes and German warning text ("Not a substitute for daily diet"). Factory packaging workshops were coordinated to activate standby printing equipment for full re-labeling of all outer packaging and inner pouches. Label layout drafts were pre-reviewed and confirmed by the client’s German compliance department prior to mass revision, eliminating customs label inspection risks.

    (IV) Establishment of Full-Chain Traceability Files to Complete German Supply Chain Due Diligence Filing

    1. HiSiaddi collaborated with quality control departments of the two manufacturers to request certificates of origin, auxiliary material COAs and NOP non-GMO certificates from upstream suppliers of sunflower oil and whey protein wall materials.

    2. Assisted manufacturers in supplementing original records of strain warehousing, fermentation temperature control, spray drying process parameters and finished product factory delivery inspections, bound into batch traceability files per German CSDDD regulations with encrypted electronic archives simultaneously generated for delivery to the German client to complete supply chain due diligence filing and meet warehouse admission audit requirements of German supermarket brands.

    IV. Smooth Customs Declaration and Shipment Post Rectification, One-Time German Customs Clearance for Full Cargo

    1. Unimpeded Customs Declaration and Shipment Clearance

    Full compliance documentation (notarized Novel Food filing documentation, SGS EU-standard COA, revised compliant label samples, full-chain traceability files, certificates of origin, sanitary certificates, KOSHER certificates) passed Shanghai Customs review without issue, with the 6.2-ton cargo loaded on schedule for shipment to Hamburg Port, Germany. Upon arrival, on-site sampling inspection and documentation verification by German customs cleared all goods in one go without detention, re-inspection or rectification fines. Cargo completed customs clearance and warehouse entry within three working days, enabling the delayed 60-day new product mass production launch and saving the client nearly EUR 100,000 in breach of contract damages.

    2. Phased Fulfillment of the Full-Year 27.6-Ton Annual Procurement Order

    Following successful delivery of the initial trial order, the full 27.6-ton annual procurement order was split per the client’s quarterly production capacity: 14.2 tons of 30% oil suspension, 9.8 tons of 20% tableting microcapsules and 3.6 tons of 5% oral liquid cold-soluble micropowder, scheduled for staggered production across nine batches. HiSiaddi conducted pre-compliance review, pre-sample testing and pre-label audit prior to production of each batch to eliminate compliance risks at the source. Compared with the original BASF Europe-sourced raw materials, overall procurement costs dropped by 28.5%, and international logistics lead times were shortened by 42 days.

    V. Extended Long-Term Strategic Cooperation and In-Depth Compliance Industry Summary

    1. Continuous Expansion of In-Depth Cooperation

    1. NATURHEIL AG of Germany fully terminated raw material procurement from European manufacturers and switched 100% of its 27.6-ton annual beta-carotene supply to Chinese raw materials. In the following year, the client added procurement demand for low-content 1% micropowder for infant drops, with HiSiaddi coordinating full-process compliance solutions in advance for the new annual order of 6.9 tons.

    2. The client designated HiSiaddi as its exclusive compliance service provider in China, entrusting all import compliance audits and factory compliance coaching for full carotenoid series raw materials including lutein and zeaxanthin to HiSiaddi.

    3. Drawing on this rectification project, HiSiaddi compiled the Compliance Handbook for Export of Domestically Produced Fermented Beta-Carotene to the EU, covering four core modules: Novel Food filing, EU testing checklists, labeling specifications and traceability file compilation. This handbook helped partner manufacturers secure additional customized orders from two equivalent mid-to-high-end European dietary brands in Switzerland and Luxembourg.

    2. In-Depth Industry Summary

    Leading domestic beta-carotene manufacturers possess mature fermentation processes, abundant production capacity and high raw material purity, yet universally suffer from industry shortcomings of prioritizing domestic GB standard production while neglecting EU import compliance system construction. Most manufacturers focus export sales on low-supervision markets including Southeast Asia and the Middle East, lacking professional reserves on EU Novel Food, clean label, CSDDD supply chain regulations and national import labeling detailed rules. They can only issue national standard test reports and fail to meet stringent compliance requirements of mid-to-high-end European special dietary brands. Mid-to-high-end European dietary brands are bound by multi-layer EU regulations, with raw material compliance directly tied to local food regulatory filing, supermarket shelf sales and customs clearance. Any non-compliance in documentation, formulas or labeling may result in full-container cargo return and substantial liquidated damages for breach of contract.

    Breaking the traditional foreign trade model limited to basic supply matching, quotation and order tracking, HiSiaddi acts as a third-party compliance service provider to bridge information barriers between domestic manufacturers and EU regulations, delivering end-to-end compliance solutions covering qualification supplementary preparation, formula rectification, testing optimization, label revision and traceability file compilation. This not only helps mid-to-high-end German clients smoothly implement localized substitution of imported raw materials from China, avoid customs clearance and production launch risks and cut supply chain costs, but also assists premium domestic raw material manufacturers in filling compliance gaps and successfully entering high-value high-end European dietary raw material supply chains, delivering long-term win-win results for both supply and demand sides.

    For inquiries about beta-carotene product compliance issues, please contact HiSiaddi customer service.


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